CCEP Certification Practice Exam 2025 – Complete Study Resource

Question: 1 / 400

What should a compliance and ethics program include according to best practices?

An employee benefits handbook

Document retention guidelines

Policies regarding confidentiality

A statement about the organization's culture

A compliance and ethics program should ideally include a statement about the organization's culture because this is fundamental to setting the tone at the top and guiding the behavior of employees. A strong organizational culture that emphasizes integrity, ethical behavior, and compliance encourages employees to act in line with the organization’s values and ethical standards. This statement serves as a foundation for understanding what is expected of employees and reinforces the importance of compliance as part of the corporate identity.

Establishing a clear statement about the organizational culture creates a shared understanding among employees, guiding their decision-making processes and behaviors in alignment with the company's ethical frameworks. When employees know that their organization values ethical conduct and compliance, they are more likely to adhere to policies and procedures, report unethical behavior, and engage positively in compliance initiatives.

While other choices may be components of an overall compliance program, such as policies regarding confidentiality or document retention guidelines, they do not capture the essence of the organization's commitment to ethics and compliance as effectively as a strong statement regarding its culture. This aspect plays a critical role in driving the behaviors that a compliance program aims to promote among employees.

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